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self-regulatory organization中文是什么意思

  • 自律組織
  • 自我監(jiān)管的機(jī)構(gòu)

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  • 例句與用法
  • In compliance with this act , timesforex is under the supervision of the swiss recognized self - regulatory organization called oar - g
    據(jù)此, tfx公司現(xiàn)在加入了瑞士政府承認(rèn)的反洗錢自律組織oar - g
  • He is also working closely with self - regulatory organizations and other financial regulators on the supervisory developments for insurance intermediaries
    他亦與自律規(guī)管機(jī)構(gòu)及其他金融規(guī)管機(jī)構(gòu),就保險(xiǎn)中介人的監(jiān)管發(fā)展保持緊密合作。
  • According to the swiss anti - money laundering act , which entered into force in april 1998 , all financial intermediaries must either be affiliated with a recognized self - regulatory organization or be supervised directly by the control panel for the prevention of money laundering autorit de contrle lba
    根據(jù)1998年4月開始實(shí)施的瑞士反洗錢法的規(guī)定,任何瑞士的金融交易中間機(jī)構(gòu),要么必須加入政府承認(rèn)的反洗錢自律組織或者直接受到反洗錢委員會(huì)專家組的監(jiān)控。
  • All of them are prohibited from knowingly misrepresent , or cause others to misrepresent , facts about the company to others , whether within or outside the company , including to the company ' s independent registered public accounting firm , governmental regulators , self - regulatory organizations , and the general public
    禁止任何人員在公司內(nèi)部或外部,包括公司的獨(dú)立注冊(cè)會(huì)計(jì)事務(wù)所、政府監(jiān)管機(jī)構(gòu)、自律組織和公眾面前故意歪曲公司事實(shí)或引導(dǎo)他人歪曲公司事實(shí)。
  • The article elaborates , from a viewpoint of securities regulation , upon capital market in such areas as securities " issuance and listing , securities trading , securities intermediaries , self - regulatory organizations , with the emphasis laid on their respective functions and weak points . last but not least , the author analyzes the regulatory system in our second - board market and comes up with a series of indemnification measures
    本文通過(guò)對(duì)海外二板市場(chǎng)監(jiān)管方面的研究和分析,結(jié)合我國(guó)主板市場(chǎng)特殊的監(jiān)管現(xiàn)狀,構(gòu)建了我國(guó)創(chuàng)業(yè)板市場(chǎng)的監(jiān)管體系,包括監(jiān)管體制、原則、手段、方法,提出我國(guó)創(chuàng)業(yè)板市場(chǎng)的監(jiān)管應(yīng)以交易所一線監(jiān)管為主,證監(jiān)會(huì)等其他證券監(jiān)管部門為輔。
  • The goal of researching the margin requirement is to solve the typical issues such as mix - use , overdraw , embezzlement which are prevalent in the margin management , and , further , to improve chinese margin requirement system , to establish special governmental regulatory agency , to grant more power to the future transaction self - regulatory organizations , and to establish an oversee system participated by multiple parties
    對(duì)保證金制度的研究目的之一是為了解決保證金管理中存在的混用、透支、挪用等具有典型性的問(wèn)題,并在解決問(wèn)題的基礎(chǔ)上完善我國(guó)保證金管理制度,強(qiáng)化自律監(jiān)管、賦予期貨業(yè)自律組織更多的權(quán)力,完善市場(chǎng)交易主體的行為規(guī)范,建立多方參與的保證金監(jiān)管體系。
  • The legislation of the private education should insist the principles as follows : the entry standard of the private school should be regulated by law , leaded by government regulation and assisted by self - regulatory organization , emphasized on public interest . the scope of the law should cover the non - profit private education . the structure of the legal entity of the private school should be a new type < wp = 6 > according to the general principal of the civil law which is named school legal entity which is different from the corporate entity and the social organization entity
    立法要堅(jiān)持市場(chǎng)準(zhǔn)入法定原則,只有具備法律規(guī)定的條件,方可組織實(shí)施民辦教育活動(dòng);堅(jiān)持政府主導(dǎo)和自律管理相結(jié)合的原則,逐步確立起政府指導(dǎo)性管理和行業(yè)自律性管理、社會(huì)化中介服務(wù)相結(jié)合的民辦教育管理思想和管理體系;堅(jiān)持民辦教育公益性原則,這比較符合我國(guó)國(guó)情和民辦教育自身性質(zhì),也符合教育法關(guān)于任何學(xué)校和教育機(jī)構(gòu)不能以營(yíng)利為目的的有關(guān)規(guī)定,這條原則應(yīng)成為我國(guó)發(fā)展民辦教育和進(jìn)行民辦教育立法應(yīng)當(dāng)堅(jiān)持的核心原則。
  • Article 4 the banking associations , as a self - regulatory organization of the industry , shall be responsible for , among other things , the self - regulation of the order of the syndicated loan market , dealing of issues arising from the syndicated loan or transactions , gathering and disclosing of information relating to the syndicated loan , and formulation of relevant industry conventions
    第五條銀行業(yè)協(xié)會(huì)作為行業(yè)自律組織,負(fù)責(zé)銀團(tuán)貸款市場(chǎng)秩序的自律工作,協(xié)調(diào)銀團(tuán)貸款與交易中發(fā)生的問(wèn)題,收集和披露有關(guān)銀團(tuán)貸款信息,制訂行業(yè)相關(guān)公約等。
  • 百科解釋
A self-regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession. The regulatory authority could be applied in addition to some form of government regulation, or it could fill the vacuum of an absence of government oversight and regulation.
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